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NR 2014-138
Contact: (202) 649-6870

OCC Enforcement Actions

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

 

Cease and Desist Orders
No. Name/Bank/City Date
Ohio
2014-114 U.S. Bank National Association, Cincinnati 9/24/2014

Civil Money Penalty Orders
No. Name/Bank/City Date
Florida
2014-116 Larry Serlo, Security Bank National Association, North Lauderdale 9/9/2014
New Jersey
2014-117 Robert H. Ranzinger, Jr., Wawel Bank, Garfield 9/10/2014
Ohio
2014-115 U.S. Bank National Association, Cincinnati 9/24/2014

Formal Agreements
No. Name/Bank/City Date
Michigan
2014-118 Homestead Savings Bank, Albion 9/17/2014

Removal / Prohibition Orders
No. Name/Bank/City Date
Florida
2014-116 Larry Serlo, Security Bank National Association, North Lauderdale 9/9/2014
Georgia
2014-119    Heys Edward McMath, III, First National Bank, Savannah 8/20/2014
North Carolina
2014-120    Vicki Brown, Bank of America, National Association, Charlotte 9/9/2014

Restitution Orders
No. Name/Bank/City Date
Florida
2014-114 U.S. Bank National Association, Cincinnati 9/24/2014

Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
Connecticut
2014-121 FA, Patriot National Bank, Stamford (EA# 2009-020) 9/26/2014
Florida
2014-122 FA, Heartland National Bank, Sebring (EA# 2011-066) 8/22/2014
Illinois
2014-123 FA, First FS & LA of Kewanee, Kewanee (EA# 2012-012) 9/9/2014
Missouri
2014-124 FA, American L & SA, Hannibal (EA# SA) 9/14/2014
North Carolina
2014-125 REM, Thomas E. Durham, The First National Bank of Shelby, Shelby (EA# 2012-142) 9/15/2014
Texas
2014-126 Notice, Patrick Adams, T Bank, National Association, Dallas (EA# N12-001) 9/30/2014
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