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NR 2014-161
Contact: (202) 649-6870

OCC Enforcement Actions

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

 

Cease and Desist Orders
No. Name/Bank/City Date
Delaware
2014-127 PNC Bank, National Association, Wilmington 10/6/2014
Florida
2014-128 Gibraltar Private Bank & Trust Co., Coral Gables 10/16/2014

Civil Money Penalty Orders
No. Name/Bank/City Date
Arkansas
2014-129 Helena National Bank, Helena 10/1/2014
Delaware
2014-130 PNC Bank, National Association, Wilmington 10/6/2014

Formal Agreements
No. Name/Bank/City Date
Colorado
2014-131 Colorado Federal Savings Bank, Greenwood Village 10/3/2014
Pennsylvania
2014-132 Malvern Federal Savings Bank, Paoli 10/7/2014

Removal / Prohibition Orders
No. Name/Bank/City Date
Mississippi
2014-133 Jesus Hernandez, Trustmark National Bank, Jackson 9/26/2014

Restitution Orders
No. Name/Bank/City Date
Delaware
2014-127 PNC Bank, National Association, Wilmington 10/6/2014

Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
California
2014-134 PC&D, Toinette Rossi, Delta National Bank, Manteca (EA# 2003-59) 11/3/2014
Florida
2014-128 C&D, Gibraltar Private Bank & Trust Co., Coral Gables (EA# SE 10-046) 10/16/2014
Georgia
2014-135 FA, Queensborough National Bank & Trust Company, Louisville (EA# 2010-261) 8/29/2014
Indiana
2014-136 FA, First Bank Richmond, National Association, Richmond (EA# 2009-200) 10/17/2014
New York
2014-137 C&D, Carver Federal Savings Bank, New York (EA# NE 11-05) 11/3/2014
Pennsylvania
2014-132 FA, Malvern Federal Savings Bank, Paoli (EA# SA) 10/7/2014
2014-138 REM, Anthony M. Angiulli,  MT. Troy Bank, Pittsburgh (EA# PIT 91-9) 10/16/2014
Texas
2014-139 FA, First National Bank, Groesbeck (EA# 2010-194) 10/16/2014
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