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NR 2014-173
Contact: (202) 649-6870

OCC Enforcement Actions

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

 

Cease and Desist Orders
No. Name/Bank/City Date
South Carolina
2014-140 Certusbank, National Association, Greenville 11/6/2014

Civil Money Penalty Orders
No. Name/Bank/City Date
Missouri
2014-141 B. Stevens Plowman, F&M Bank and Trust Company, Hannibal 11/17/2014
Ohio
2014-142 Lake National Bank, Mentor 12/1/2014
Texas
2014-143 Ginger Myska, Inter National Bank, McAllen 10/16/2014
Virginia
2014-144 Capital One, National Association, Mclean 11/6/2014
2014-144 Capital One Bank (USA), National Association, Glen Allen 11/6/2014

Formal Agreements
No. Name/Bank/City Date
Arizona
2014-145 First Scottsdale Bank, National Association, Scottsdale 11/19/2014
California
2014-146 Bank of Manhattan, National Association, El Segundo 11/20/2014
Colorado
2014-147 Solera National Bank, Lakewood 11/18/2014
Pennsylvania
2014-148 Polonia Bank, Huntingdon Valley 10/21/2014

Notices Filed
No. Name/Bank/City Date
Maryland
N14-001 James Plack, American Bank, Rockville 10/29/2014

Removal / Prohibition Orders
No. Name/Bank/City Date
Georgia
2014-156 Alan Robert Fleming, First National Bank, Savannah 11/12/2014
Texas
2014-143 Ginger Myska, Inter National Bank, McAllen 10/16/2014

Restitution Orders
No. Name/Bank/City Date
Texas
2014-143 Ginger Myska, Inter National Bank, McAllen 10/16/2014

Terminations of Existing Enforcement Actions
No. Name/Bank/City Date
Alabama
2014-149 FA, First Federal Bank, A FSB, Tuscaloosa (EA# SA) 11/4/2014
Georgia
2014-150 C&D, The First National Bank of Chatsworth, Chatsworth (EA# 2011-001) 12/5/2014
Kansas
2014-151 C&D, First FS&LA of Independence, Independence (EA# 2012-056) 10/24/2014
New York
2014-152 C&D, Community Federal Savings Bank, Woodhaven (EA# NE 11-09) 2/6/2014
Utah
2014-153 FA, The First National Bank of Layton, Layton (EA# 2013-202) 11/5/2014
Virginia
2014-154 C&D, Capital One Bank (USA), National Association, Glen Allen (EA# 2012-154) 11/6/2014
2014-155 C&D, Capital One, National Association, Mclean (EA# 2012-155) 11/6/2014
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