News Release 2014-6 | January 17, 2014

OCC Enforcement Actions

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

 

Cease and Desist Orders
No.Name/Bank/CityDate
California
2013-191Rabobank, National Association, Roseville12/5/2013
Maryland
2013-192Colombo Bank, Rockville12/4/2013
Nevada
2013-193BSERV, INC., Las Vegas12/5/2014
New Jersey
2013-193Fundtech Corporation, Jersey City12/5/2013
New Mexico
2013-194Los Alamos National Bank, Los Alamos12/17/2013
Utah
2013-189American Express Bank, FSB, Salt Lake City12/19/2013

Civil Money Penalty Orders
No.Name/Bank/CityDate
Arkansas
2013-195First Federal Bank, Harrison12/10/2013
California
2014-001JPMorgan Bank and Trust Company, National Association, San Francisco1/7/2014
Delaware
2014-001Chase Bank USA, National Association, Wilmington1/7/2014
Nebraska
2013-196Mutual of Omaha Bank, Omaha12/12/2013
Ohio
2013-197National Bank of Ohio, Oak Harbor12/19/2013
2013-198Eric C. Diamond, First Place Bank, Warren11/20/2013
2013-199Jaime J. Diamond, First Place Bank, Warren11/20/2013
2014-001JPMorgan Chase Bank, National Association, Columbus1/7/2014
Oklahoma
2013-200Great Plains National Bank, Elk City12/3/2013
Utah
2013-190American Express Bank, FSB, Salt Lake City12/19/2013

Formal Agreements
No.Name/Bank/CityDate
Illinois
2013-201Bmo Harris Bank National Association, Chicago11/14/2013
Utah
2013-202The First National Bank of Layton, Layton12/12/2013

Removal / Prohibition Orders
No.Name/Bank/CityDate
Mississippi
2013-203Mary R. Davis, Trustmark National Bank, Jackson12/17/2013
Ohio
2013-198Eric C. Diamond, First Place Bank, Warren11/20/2013
2013-199Jaime J. Diamond, First Place Bank, Warren1/7/2014

Terminations of Existing Enforcement Actions
No.Type/Bank/City/Old EA#Date
Alabama
2013-204FA, The Headland National Bank, Headland (EA# 2010-225)12/5/2013
District Of Columbia
2013-192C&D, Independence Federal Savings Bank, Washington (EA# 2012-214)12/4/2013
Iowa
2013-205FA, Community State Bank, National Association, Ankeny (EA# 2008-095)10/31/2013
2013-206FA, Community State Bank, National Association, Ankeny (EA# 2009-067)10/31/2013
2013-207C&D, Community State Bank, National Association, Ankeny (EA# 2011-176)10/31/2013
Maryland
2013-192C&D, Colombo Bank, Rockville (EA# 2012-159)12/4/2013
New Mexico
2013-194FA, Los Alamos National Bank, Los Alamos (EA# 2012-253)12/17/2013
South Dakota
2013-208C&D, TCF National Bank, Sioux Falls (EA# 2010-164)11/26/2013
Texas
2013-209FA, First National Bank of Winnsboro, Winnsboro (EA# 2010-264)12/16/2013
Utah
2013-210FA, The First National Bank of Layton, Layton (EA# 2008-120)12/12/2013

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