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NR 2015-101
Contact: (202) 649-6870

OCC Enforcement Actions and Terminations for July 2015

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Civil Money Penalty Orders
No. Name/Bank/City Date
California
2015-076 JPMorgan Bank and Trust Company, National Association, San Francisco 7/8/2015
Delaware
2015-076 Chase Bank USA, National Association, Wilmington 7/8/2015
Georgia
2015-068 Jorge L. Forment, United Americas Bank, National Association, Atlanta 6/4/2015
Ohio
2015-076 JPMorgan Chase Bank, National Association, Columbus 7/8/2015
Pennsylvania
2015-069 First National Bank of Pennsylvania, Greenville 6/9/2015

Formal Agreements
No. Name/Bank/City Date
Nebraska
2015-070 Home FS&LA of Nebraska, Lexington 6/12/2015

Personal Cease and Desist Orders
No. Name/Bank/City Date
Florida
2015-071 Jerome Ellis, Lydian Private Bank, Palm Beach 5/5/2015
Georgia
2015-068 Jorge L. Forment, United Americas Bank, National Association, Atlanta 6/4/2015

Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
Colorado
2015-072 FA, Evergreen National Bank, Evergreen (EA# 2009-173) 6/17/2015
Florida
2015-073 C&D, Pacific National Bank, Miami (EA# 2010-253) 6/15/2015
Wisconsin
2015-074 FA, Ladysmith FS & LA, Ladysmith (EA# 2013-050) 6/4/2015
2015-075 C&D, Eagle Valley Bank, National Association, St. Croix Falls (EA# 2011-026) 6/22/2015
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