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NR 2015-116
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OCC Enforcement Actions

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Cease and Desist Orders
No. Name/Bank/City Date
North Carolina
2015-080 Bank of America, National Association, Charlotte 6/29/2015
Rhode Island
2015-088 RBS Citizens Bank, National Association (n.k.a.Citizens Bank, National Association), Providence 8/10/2015
South Dakota
2015-078 Citibank, N.A., Sioux Falls 7/20/2015
2015-078 Department Stores National Bank, Sioux Falls 7/20/2015
Virginia
2015-081 Capital One, National Association, Mclean 7/10/2015
2015-081 Capital One Bank (USA), National Association, Glen Allen 7/10/2015

Civil Money Penalty Orders
No. Name/Bank/City Date
Illinois
2015-082 Sumner National Bank of Sheldon, Sheldon 7/20/2015
Mississippi
2015-083 Joe L. Dick, Trustmark National Bank, Jackson 7/9/2015
North Carolina
2015-084 Bank of America, National Association, Charlotte 6/29/2015
Rhode Island
2015-089 RBS Citizens Bank, National Association (n.k.a. Citizens Bank, National Association), Providence 8/10/2015
South Dakota
2015-079 Citibank, N.A., Sioux Falls 7/20/2015
2015-079 Department Stores National Bank, Sioux Falls 7/20/2015

Formal Agreements
No. Name/Bank/City Date
New York
2015-085 Trustco Bank, Glenville 7/21/2015

Notices Filed
No. Name/Bank/City Date
Georgia
N15-001 William R. Blanton, United Americas Bank, National Association, Atlanta 6/30/2015

Removal / Prohibition Orders
No. Name/Bank/City Date

Mississippi

2015-083 Joe L. Dick, Trustmark National Bank, Jackson 7/9/2015

Restitution Orders
No. Name/Bank/City Date
South Dakota
2015-078 Department Stores National Bank, Sioux Falls 7/20/2015
2015-078 Citibank, N.A., Sioux Falls 7/20/2015

Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
California
2015-077 C&D, OneWest Bank, National Association, Pasadena (EA# 2014-029) 7/14/2015
Florida
2015-086 FA, First National Bank of Wauchula, Wauchula (EA# 2012-011) 7/8/2015
Montana
2015-087 C&D, Bank of The Rockies, National Association, White Sulphur Springs (EA# 2012-215) 7/1/2015
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