News Release 2015-116 | August 21, 2015
OCC Enforcement Actions
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WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.
All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.
Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.
You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.
| Cease and Desist Orders | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| North Carolina | ||
| 2015-080 | Bank of America, National Association, Charlotte | 6/29/2015 |
| Rhode Island | ||
| 2015-088 | RBS Citizens Bank, National Association (n.k.a.Citizens Bank, National Association), Providence | 8/10/2015 |
| South Dakota | ||
| 2015-078 | Citibank, N.A., Sioux Falls | 7/20/2015 |
| 2015-078 | Department Stores National Bank, Sioux Falls | 7/20/2015 |
| Virginia | ||
| 2015-081 | Capital One, National Association, Mclean | 7/10/2015 |
| 2015-081 | Capital One Bank (USA), National Association, Glen Allen | 7/10/2015 |
| Civil Money Penalty Orders | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| Illinois | ||
| 2015-082 | Sumner National Bank of Sheldon, Sheldon | 7/20/2015 |
| Mississippi | ||
| 2015-083 | Joe L. Dick, Trustmark National Bank, Jackson | 7/9/2015 |
| North Carolina | ||
| 2015-084 | Bank of America, National Association, Charlotte | 6/29/2015 |
| Rhode Island | ||
| 2015-089 | RBS Citizens Bank, National Association (n.k.a. Citizens Bank, National Association), Providence | 8/10/2015 |
| South Dakota | ||
| 2015-079 | Citibank, N.A., Sioux Falls | 7/20/2015 |
| 2015-079 | Department Stores National Bank, Sioux Falls | 7/20/2015 |
| Formal Agreements | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| New York | ||
| 2015-085 | Trustco Bank, Glenville | 7/21/2015 |
| Notices Filed | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| Georgia | ||
| N15-001 | William R. Blanton, United Americas Bank, National Association, Atlanta | 6/30/2015 |
| Removal / Prohibition Orders | ||
|---|---|---|
| No. | Name/Bank/City | Date |
|
Mississippi |
||
| 2015-083 | Joe L. Dick, Trustmark National Bank, Jackson | 7/9/2015 |
| Restitution Orders | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| South Dakota | ||
| 2015-078 | Department Stores National Bank, Sioux Falls | 7/20/2015 |
| 2015-078 | Citibank, N.A., Sioux Falls | 7/20/2015 |
| Terminations of Existing Enforcement Actions | ||
|---|---|---|
| No. | Type/Bank/City/Old EA# | Date |
| California | ||
| 2015-077 | C&D, OneWest Bank, National Association, Pasadena (EA# 2014-029) | 7/14/2015 |
| Florida | ||
| 2015-086 | FA, First National Bank of Wauchula, Wauchula (EA# 2012-011) | 7/8/2015 |
| Montana | ||
| 2015-087 | C&D, Bank of The Rockies, National Association, White Sulphur Springs (EA# 2012-215) | 7/1/2015 |
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