News Release 2015-128 | September 18, 2015
OCC Enforcement Actions
Share This Page:
WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.
All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.
Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.
You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.
| Civil Money Penalty Orders | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| Florida | ||
| 2015-090 | Deborah Dye, Peoples National Bank, Niceville | 7/21/2015 |
| 2015-091 | Michael R. Floyd, Peoples National Bank, Niceville | 7/21/2015 |
| 2015-092 | Cynthia Harrison, Peoples National Bank, Niceville | 7/27/2015 |
| 2015-093 | James W. Powell, Peoples National Bank, Niceville | 7/21/2015 |
| 2015-094 | Thomas J. Powell, Peoples National Bank, Niceville | 7/15/2015 |
| Kentucky | ||
| 2015-095 | Ryan Steger, Commonwealth Bank, FSB, MT. Sterling | 8/3/2015 |
| Wisconsin | ||
| 2015-096 | Robert Gunville, Jr., The First National Bank of Niagara, Niagara | 8/17/2015 |
| Formal Agreements | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| District Of Columbia | ||
| 2015-097 | The National Capital Bank of Washington, Washington | 8/25/2015 |
| Louisiana | ||
| 2015-098 | Anthem Bank & Trust, Plaquemine | 8/5/2015 |
| Removal / Prohibition Orders | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| Delaware | ||
| 2015-099 | April K. Johnson, PNC Bank, National Association, Wilmington | 7/29/2015 |
| Ohio | ||
| 2015-100 | Alejandro Ojeda, JPMorgan Chase Bank, National Association, Columbus | 8/26/2015 |
| Terminations of Existing Enforcement Actions | ||
|---|---|---|
| No. | Type/Bank/City/Old EA# | Date |
| Mississippi | ||
| 2015-101 | FA, Amory FS & LA, Amory (EA# 2012-168) | 8/11/2015 |
| Rhode Island | ||
| 2015-102 | FA, Freedom National Bank, Greenville (EA# 2010-059) | 7/15/2015 |
Media Contact
Public Affairs
(202) 649-6870
- Topic(s):