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NR 2015-128
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OCC Enforcement Actions

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

 

Civil Money Penalty Orders
No. Name/Bank/City Date
Florida
2015-090 Deborah Dye, Peoples National Bank, Niceville 7/21/2015
2015-091 Michael R. Floyd, Peoples National Bank, Niceville 7/21/2015
2015-092 Cynthia Harrison, Peoples National Bank, Niceville 7/27/2015
2015-093 James W. Powell, Peoples National Bank, Niceville 7/21/2015
2015-094 Thomas J. Powell, Peoples National Bank, Niceville 7/15/2015
Kentucky
2015-095 Ryan Steger, Commonwealth Bank, FSB, MT. Sterling 8/3/2015
Wisconsin
2015-096 Robert Gunville, Jr., The First National Bank of Niagara, Niagara 8/17/2015

Formal Agreements
No. Name/Bank/City Date
District Of Columbia
2015-097 The National Capital Bank of Washington, Washington 8/25/2015
Louisiana
2015-098 Anthem Bank & Trust, Plaquemine 8/5/2015

Removal / Prohibition Orders
No. Name/Bank/City Date
Delaware
2015-099 April K. Johnson, PNC Bank, National Association, Wilmington 7/29/2015
Ohio
2015-100 Alejandro Ojeda, JPMorgan Chase Bank, National Association, Columbus 8/26/2015

Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
Mississippi
2015-101 FA, Amory FS & LA, Amory (EA# 2012-168) 8/11/2015
Rhode Island
2015-102 FA, Freedom National Bank, Greenville (EA# 2010-059) 7/15/2015
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