News Release 2016-114 | September 16, 2016
OCC Enforcement Actions and Terminations for September 2016
WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.
All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.
Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EASearch.
You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.
Cease and Desist Orders | ||
---|---|---|
No. | Name/Bank/City | Date |
Nebraska | ||
2016-075 | First National Bank of Omaha, Omaha | 8/18/2016 |
South Dakota | ||
2016-077 | Wells Fargo Bank, National Association, Sioux Falls | 9/6/2016 |
Civil Money Penalty Orders | ||
---|---|---|
No. | Name/Bank/City | Date |
Nebraska | ||
2016-076 | First National Bank of Omaha, Omaha | 8/18/2016 |
Ohio | ||
2016-078 | Steven R. Lewis, First Place Bank, Warren | 8/25/2016 |
South Dakota | ||
2016-079 | Wells Fargo Bank, National Association, Sioux Falls | 9/6/2016 |
Personal Cease and Desist Orders | ||
---|---|---|
No. | Name/Bank/City | Date |
Ohio | ||
2016-078 | Steven R. Lewis, First Place Bank, Warren | 8/25/2016 |
Restitution Orders | ||
---|---|---|
No. | Name/Bank/City | Date |
South Dakota | ||
2016-077 | Wells Fargo Bank, National Association, Sioux Falls | 9/6/2016 |
Terminations of Existing Enforcement Actions | ||
---|---|---|
No. | Type/Bank/City/Old EA# | Date |
Georgia | ||
2016-080 | C&D, North Georgia National Bank, Calhoun (EA# 2013-091) | 7/28/2016 |
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