News Release 2016-137 | October 28, 2016
OCC Enforcement Actions and Terminations for October 2016
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WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.
All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.
Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EASearch.
You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.
| Cease and Desist Orders | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| Illinois | ||
| 2016-083 | Chester Ward, Centrust Bank, National Association, Northbrook | 9/19/2016 |
| New York | ||
| 2016-084 | First Niagara Bank, National Association, Buffalo | 9/6/2016 |
| South Dakota | ||
| 2016-081 | Wells Fargo Bank, National Association, Sioux Falls | 9/29/2016 |
| Civil Money Penalty Orders | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| California | ||
| 2016-085 | Kirk N. Dowdell, Golden Pacific Bank, National Association, Sacramento | 9/20/2016 |
| Minnesota | ||
| 2016-086 | David Johnson, Landmark Community Bank, National Association, Isanti | 9/6/2016 |
| New Mexico | ||
| 2016-087 | Jill Cook, Los Alamos National Bank, Los Alamos | 10/4/2016 |
| 2016-088 | William Enloe, Los Alamos National Bank, Los Alamos | 9/20/2016 |
| New York | ||
| 2016-089 | First Niagara Bank, National Association, Buffalo | 9/6/2016 |
| South Dakota | ||
| 2016-082 | Wells Fargo Bank, National Association, Sioux Falls | 9/29/2016 |
| Texas | ||
| 2016-090 | Archie G. Overby, First National Bank, Rotan | 9/20/2016 |
| Formal Agreements | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| Illinois | ||
| 2016-091 | The First National Bank of Lacon, Lacon | 9/13/2016 |
| Notices Filed | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| Virginia | ||
| N16-005 | Mark Johnson, HSBC Bank USA, National Association, Mclean | 10/5/2016 |
| Removal / Prohibition Orders | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| California | ||
| 2016-085 | Kirk N. Dowdell, Golden Pacific Bank, National Association, Sacramento | 9/20/2016 |
| Minnesota | ||
| 2016-086 | David Johnson, Landmark Community Bank, National Association, Isanti | 9/6/2016 |
| New Mexico | ||
| 2016-087 | Jill Cook, Los Alamos National Bank, Los Alamos | 10/4/2016 |
| 2016-088 | William Enloe, Los Alamos National Bank, Los Alamos | 9/20/2016 |
| Restitution Orders | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| California | ||
| 2016-085 | Kirk N. Dowdell, Golden Pacific Bank, National Association, Sacramento | 9/20/2016 |
| Minnesota | ||
| 2016-086 | David Johnson, Landmark Community Bank, National Association, Isanti | 9/6/2016 |
| Terminations of Existing Enforcement Actions | ||
|---|---|---|
| No. | Type/Bank/City/Old EA# | Date |
| Florida | ||
| 2016-092 | C&D, Intercredit Bank, National Association, Miami (EA# 2011-115) | 5/17/2016 |
| Illinois | ||
| 2016-093 | CFA, Bmo Harris Bank National Association, Chicago (EA# 2013-201) | 9/13/2016 |
| Maryland | ||
| 2016-094 | FA, Jarrettsville FS & LA, Jarrettsville (EA# 2015-006) | 9/29/2016 |
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