News Release 2016-30 | March 18, 2016
OCC Enforcement Actions and Terminations for March 2016
WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.
All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.
Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.
You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.
Civil Money Penalty Orders | ||
---|---|---|
No. | Name/Bank/City | Date |
Florida | ||
2016-018 | Gibraltar Private Bank & Trust Co., Coral Gables | 2/23/2016 |
Indiana | ||
2016-019 | Dan J. Fehrenbach, Bank of Indiana, National Association, Dana | 2/2/2016 |
New Jersey | ||
2016-020 | Sun National Bank, Vineland | 1/22/2016 |
Formal Agreements | ||
---|---|---|
No. | Name/Bank/City | Date |
Kentucky | ||
2016-021 | Blue Grass FS & LA, Paris | 2/17/2016 |
Missouri | ||
2016-022 | First Community National Bank, Cuba | 1/20/2016 |
New Jersey | ||
2016-023 | Gibraltar Bank, Oak Ridge | 2/3/2016 |
New York | ||
2016-024 | AMENDMENT Hometown Bank of The Hudson Valley, Walden | 2/22/2016 |
Personal Cease and Desist Orders | ||
---|---|---|
No. | Name/Bank/City | Date |
Indiana | ||
2016-019 | Dan J. Fehrenbach, Bank of Indiana, National Association, Dana | 2/2/2016 |
Removal / Prohibition Orders | ||
---|---|---|
No. | Name/Bank/City | Date |
Alabama | ||
2016-025 | Charles Stanley Bailey, Superior Bank, Birmingham | 2/3/2016 |
2016-026 | John Figlweski, Superior Bank, Birmingham | 3/3/2016 |
2016-027 | George Hall, Superior Bank, Birmingham | 3/3/2016 |
2016-028 | Dewayne Shannon Maddox, Superior Bank, Birmingham | 3/3/2016 |
2016-029 | Charles Wesley Roberts, Superior Bank, Birmingham | 2/3/2016 |
2016-030 | Charles Marvin Scott, Superior Bank, Birmingham | 3/3/2016 |
Terminations of Existing Enforcement Actions | ||
---|---|---|
No. | Type/Bank/City/Old EA# | Date |
Alabama | ||
2016- 031 | C&D, Cadence Bank, National Association, Birmingham (EA# 2015-017) | 2/9/2016 |
Illinois | ||
2016-032 | C&D, Union National Bank, Elgin (EA# 2010-071) | 3/2/2016 |
Michigan | ||
2016-033 | PC&D, Margaret Feskorn, Lasalle Bank MidWest National Association, Troy (EA# 2007-097) | 3/1/2016 |
New York | ||
2016-034 | REM, Yi Yi Zhao, Abacus Federal Savings Bank, New York (EA# 2012-141) | 1/8/2016 |
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