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NR 2016-4
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OCC Enforcement Actions and Terminations for January 2016

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

 

Cease and Desist Orders
No. Name/Bank/City Date
Alabama
2015-137 Commonwealth National Bank, Mobile 12/18/2015

Civil Money Penalty Orders
No. Name/Bank/City Date
Florida
2016-001 Everbank, Jacksonville 1/4/2016
Maryland
2015-138 James E. Plack, American Bank, Rockville 12/17/2015
Ohio
2015-139 Albert P. Blank, First Place Bank, Warren 12/18/2015
2015-140 Craig E. Reay, First Place Bank, Warren 12/9/2015
2016-004 JPMorgan Chase Bank, National Association, Columbus 1/4/2016

Formal Agreements
No. Name/Bank/City Date
Illinois
2015-141 Dieterich Bank, National Association, Dieterich 12/16/2015

Notices Filed
No. Name/Bank/City Date
Florida
N15-002 James Guldi, Fidelity Bank of Florida, National Association, Merritt Island 12/1/2015

Personal Cease and Desist Orders
No. Name/Bank/City Date
Ohio
2015-140 Craig E. Reay, First Place Bank, Warren 12/9/2015

Removal / Prohibition Orders
No. Type/Bank/City/Old EA# Date
Arkansas
2015-142 Matthew D. Sweet, One Bank & Trust, National Association, Little Rock 12/8/2015
Maryland
2015-138 James E. Plack, American Bank, Rockville 12/17/2015
New York
2015-143 Elsa L. Bush, Community Bank, National Association, Canton 12/17/2015
Ohio
2015-139 Albert P. Blank, First Place Bank, Warren 12/18/2015

Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
Alabama
2015-137 FA, Commonwealth National Bank, Mobile (EA# 2012-133) 12/18/2015
Florida
2016-002 C&D, Everbank, Jacksonville (EA# SE 11-014) 1/4/2016
2016-002 C&D, Everbank, Jacksonville (EA# 2013-160) 1/4/2016
2016-002 C&D, Everbank, Jacksonville (EA# 2015-062) 1/4/2016
Maine
2015-144 FA, Auburn Savings Bank, FSB, Auburn (EA# 2012-070) 12/9/2015
Minnesota
2015-145 PC&D, Lance Schwanke, The Lake Bank, National Association, Two Harbors (EA# 2005-145) 11/17/2015
Ohio
2015-146 FA, JPMorgan Chase Bank, National Association, Columbus (EA# 2011-108) 11/30/2015
2016-003 C&D, JPMorgan Chase Bank, National Association, Columbus (EA# 2013-129) 1/4/2016
2016-003 C&D, JPMorgan Chase Bank, National Association, Columbus (EA# 2011-050) 1/4/2016
2016-003 C&D, JPMorgan Chase Bank, National Association, Columbus (EA# 2015-064) 1/4/2016
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