2016
June 17, 2016
OCC Enforcement Actions and Terminations for June 2016
WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.
All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.
Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.
You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.
| Cease and Desist Orders | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| Pennsylvania | ||
| 2016-057 | The Northumberland National Bank, Northumberland | 5/5/2016 |
| Civil Money Penalty Orders | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| South Dakota | ||
| 2016-055 | Wells Fargo Bank, National Association, Sioux Falls | 5/24/2016 |
| Notices Filed | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| Georgia | ||
| N16-001 | William R. Blanton, United Americas Bank, National Association, Atlanta | 4/4/2016 |
| Personal Cease and Desist Orders | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| Florida | ||
| 2016-061 | Lisa Ellis, Gibraltar Private Bank & Trust Co., Coral Gables | 5/3/2016 |
| Terminations of Existing Enforcement Actions | ||
|---|---|---|
| No. | Type/Bank/City/Old EA# | Date |
| California | ||
| 2016-059 | C&D, South County Bank, National Association, Rancho Santa Margarita (EA# 2011-010) | 5/24/2016 |
| North Carolina | ||
| 2016-060 | FA, Bank of America, National Association, Charlotte (EA# 2010-239) | 5/13/2016 |
| South Dakota | ||
| 2016-056 | C&D, Wells Fargo Bank, National Association, Sioux Falls (EA# 2015-067) | 5/24/2016 |
| 2016-056 | C&D, Wells Fargo Bank, National Association, Sioux Falls (EA# 2011-051) | 5/24/2016 |
| 2016-056 | C&D, Wells Fargo Bank, National Association, Sioux Falls (EA# 2013-132) | 5/24/2016 |
