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NR 2017-124
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OCC Enforcement Actions and Terminations for October 2017

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EASearch.

View the current final actions by selecting the enforcement action below. The orders can be viewed by clicking on the enforcement action number. You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Civil Money Penalty Orders
No. Name/Bank/City Date
Illinois
2017-074 Edward Fitzgerald, The National Republic Bank of Chicago, Chicago 9/6/2017
Texas
2017-075 Dwayne Bair, First National Bank, Edinburg 10/2/2017
2017-076 Oscar Garza, Jr., First National Bank, Edinburg 10/2/2017
2017-077 Arcadio Guerra, First National Bank, Edinburg 10/2/2017
2017-078 Jack McClelland, First National Bank, Edinburg 10/2/2017

Notices Filed
No. Type/Bank/City Date
Texas
N17-003 Saul Ortega, First National Bank, Edinburg 9/25/2017
N17-003 David Rogers, Jr., First National Bank, Edinburg 9/25/2017

Personal Cease and Desist Orders
No. Type/Bank/City Date
Texas
2017-075 Dwayne Bair, First National Bank, Edinburg 10/2/2017
2017-076 Oscar Garza, Jr., First National Bank, Edinburg 10/2/2017
2017-077 Arcadio Guerra, First National Bank, Edinburg 10/2/2017
2017-078 Jack McClelland, First National Bank, Edinburg 10/2/2017

Removal / Prohibition Orders
No. Type/Bank/City Date
Illinois
2017-074 Edward Fitzgerald, The National Republic Bank of Chicago, Chicago 9/6/2017
Kansas
2017-079 Ashley Blacketer, Exchange National Bank & Trust Co., Atchison 9/8/2017
Nebraska
2017-080 Dana Corday, First National Bank of Omaha, Omaha 9/28/2017
South Dakota
2017-081 Shawna L. Swain, Wells Fargo Bank, National Association, Sioux Falls 9/7/2017

Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
Georgia
2017-082 C&D, First National Bank of Griffin, Griffin (EA# 2009-187) 9/19/2017
Illinois
2017-083 C&D, First National Bank of Brookfield, Brookfield (EA# 2010-241) 8/31/2017
Kentucky
2017-084 C&D, Citizens Commerce National Bank, Versailles (EA# 2010-072) 9/12/2017
Ohio
2017-085 C&D, JPMorgan Chase Bank, National Association, Columbus (EA# 2013-138) 9/7/2017
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