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NR 2017-44
Contact: (202) 649-6870

OCC Enforcement Actions and Terminations for April 2017

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EASearch.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Cease and Desist Orders
No. Name/Bank/City Date
Massachusetts
2017-027 Admirals Bank, Boston 3/30/2017

Civil Money Penalty Orders
No. Name/Bank/City Date
California
2017-028 Rabobank, National Association, Roseville 3/27/2017
Wisconsin
2017-029 Archie G. Overby, First National Bank, Waupaca 3/24/2017

Formal Agreements
No. Name/Bank/City Date
New York
2017-030 UBS AG, New York 3/24/2017

Personal Cease and Desist Orders
No. Name/Bank/City Date
Wisconsin
2017-029 Archie G. Overby, First National Bank, Waupaca 3/24/2017

Removal / Prohibition Orders
No. Name/Bank/City Date
South Dakota
2017-031 Christopher Cummins, Citibank, National Association, Sioux Falls 1/23/2017
Wisconsin
2017-029 Archie G. Overby, First National Bank, Waupaca 3/24/2017

Restitution Orders
No. Name/Bank/City Date
Wisconsin
2017-029 Archie G. Overby, First National Bank, Waupaca 3/24/2017

Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
Florida
2017-032 C&D, Peoples National Bank, Niceville (EA# 2011-080) 3/1/2017
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