News Release 2017-92 | August 18, 2017
OCC Enforcement Actions and Terminations for August 2017
WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.
All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.
Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EASearch.
View the current final actions by selecting the enforcement action below. The orders can be viewed by clicking on the enforcement action number. You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.
Cease and Desist Orders | ||
---|---|---|
No. | Name/Bank/City | Date |
Florida | ||
2017-051 | Continental National Bank, Miami | 7/18/2017 |
Missouri | ||
2017-052 | UMB Bank, National Association, Kansas City | 8/1/2017 |
Civil Money Penalty Orders | ||
---|---|---|
No. | Name/Bank/City | Date |
Kansas | ||
2017-053 | Ron Roming, Citizens S&LA, FSB, Leavenworth | 7/10/2017 |
Missouri | ||
2017-063 | UMB Bank, National Association, Kansas City | 8/1/2017 |
Formal Agreements | ||
---|---|---|
No. | Type/Bank/City | Date |
Illinois | ||
2017-054 | Community National Bank in Monmouth, Monmouth | 7/17/2017 |
Louisiana | ||
2017-055 | Midsouth Bank, National Association, Lafayette | 7/19/2017 |
Michigan | ||
2017-056 | Huron National Bank, Rogers City | 6/29/2017 |
Removal / Prohibition Orders | ||
---|---|---|
No. | Type/Bank/City | Date |
Alabama | ||
2017-057 | Amy Rodgers Kallas, The First National Bank of Dozier, Dozier | 8/2/2017 |
Restitution Orders | ||
---|---|---|
No. | Type/Bank/City | Date |
Missouri | ||
2017-052 | UMB Bank, National Association, Kansas City | 8/1/2017 |
Terminations of Existing Enforcement Actions | ||
---|---|---|
No. | Type/Bank/City/Old EA# | Date |
Louisiana | ||
2017-058 | FA, Anthem Bank & Trust, Plaquemine (EA# 2015-098) | 5/24/2017 |
North Carolina | ||
2017-059 | C&D, Bank of America, National Association, Charlotte (EA# 2015-080) | 7/12/2017 |
Ohio | ||
2017-060 | C&D, JPMorgan Chase Bank, National Association, Columbus (EA# 2013-001) | 7/20/2017 |
Texas | ||
2017-061 | FA, Lone Star National Bank, Pharr (EA# 2012-160) | 7/27/2017 |
Texas | ||
2017-062 | FA, Lone Star National Bank, Pharr (EA# 2015-029) | 7/27/2017 |
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