2018
March 16, 2018
OCC Enforcement Actions and Terminations for March 2018
WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.
All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.
Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.
View the current final actions by selecting the enforcement action below. You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.
| Cease and Desist Orders | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| New Jersey | ||
| 2018-011 | City National Bank of New Jersey, Newark | 2/12/2018 |
| Civil Money Penalty Orders | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| California | ||
| 2018-012 | Theodore Roberts, Merchants Bank of California, National Association, Carson | 2/6/2018 |
| Notices Filed | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| Illinois | ||
| N18-001 | Hiren Patel, The National Republic Bank of Chicago, Chicago | 2/7/2018 |
| Terminations of Existing Enforcement Actions | ||
|---|---|---|
| No. | Type/Bank/City/Old EA# | Date |
| Colorado | ||
| 2018-014 | C&D, Grand Mountain Bank, FSB, Granby (EA# WN-09-036) | 2/23/2018 |
| 2018-015 | C&D, Grand Mountain Bank, FSB, Granby (EA# WN-10-036) | 2/23/2018 |
| District Of Columbia | ||
| 2018-016 |
FA, The National Capital Bank of Washington, Washington (EA# 2015-097) |
12/6/2017 |
| New Jersey | ||
| 2018-017 | C&D, City National Bank of New Jersey, Newark (EA# 2010-244) | 2/12/2018 |
| New York | ||
| 2018-018 | FA, Trustco Bank, Glenville (EA# 2015-085) | 2/7/2018 |
| Texas | ||
| 2018-013 |
C&D, ACE Cash Express, Inc. (Former Agent and Bank Service Provider for Community West Bank, National Association f/k/a Goleta National Bank, Goleta, California), Irving (EA#2002-92) |
2/14/2018 |
