News Release 2019-48 | May 16, 2019

OCC Enforcement Actions and Terminations

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

View the current actions by selecting the enforcement actions below. You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

 

Bank Civil Money Penalty Orders
No. Name/Bank/City Date
Oklahoma
2019-018 Midfirst Bank, Oklahoma City 4/9/2019
Texas
2019-019 Colonial Savings, F.A., Fort Worth 4/30/2019

Notices Filed
No. Name/Bank/City Date
Minnesota
N19-003 Matthew Thomason, Northwestern Bank, National Association, Dilworth 4/11/2019

Personal Cease and Desist Orders
No. Name/Bank/City Date
Minnesota
2019-023 Matthew Thomason, Northwestern Bank, National Association, Dilworth 5/6/2019
Texas
2019-017 Jason Jones, The First National Bank of Woodsboro, Woodsboro 4/10/2019

Removal / Prohibition Orders
No. Name/Bank/City Date
Minnesota
2019-023 Matthew Thomason, Northwestern Bank, National Association, Dilworth 5/6/2019
North Carolina
2019-020 Marcos Cortes, Bank of America, National Association, Charlotte 3/7/2019

Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
Minnesota
2019-024 Notice, Matthew Thomason, Northwestern Bank, National Association, Dilworth (EA# N19-003) 5/8/2019
North Carolina
2019-021 C&D, Bank of America, National Association, Charlotte (EA# 2014-158) 4/12/2019
Pennsylvania
2019-022 PC&D, Thomas Hoover, Blc Bank, National Association, Strasburg (EA# 2012-238) 4/25/2019

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