News Release 2020-107 | August 20, 2020
OCC Enforcement Actions
WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.
All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.
Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.
View the current actions by selecting the enforcement actions below. You may also submit a request electronically to obtain copies through the OCC’s online FOIA site, https://foia-pal.occ.gov or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.
Bank Civil Money Penalty Orders
|2020-036||Capital One, National Association, Mclean||Virginia||8/5/2020|
|2020-036||Capital One Bank (USA), National Association, Glen Allen||Virginia||8/5/2020|
Cease and Desist Orders
|2020-038||The First National Bank and Trust Company of Vinita, Vinita||Oklahoma||7/16/2020|
|2020-037||Capital One, National Association, Mclean||Virginia||8/5/2020|
|2020-037||Capital One Bank (USA), National Association, Glen Allen||Virginia||8/5/2020|
|2020-039||CommunityBank of Texas, National Association, Beaumont||Texas||6/18/2020|
Removal / Prohibition Orders
|2020-040||Caroline J. Hughes, Santander Bank, National Association, Wilmington||Delaware||7/13/2020|