News Release 2020-56 | April 16, 2020

OCC Enforcement Actions and Terminations

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

View the current actions by selecting the enforcement actions below. You may also submit a request electronically to obtain copies through the OCC’s online FOIA site, https://foia-pal.occ.gov or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Formal Agreements

No.	Name/Bank/City	State	Date
2020-017	Community Federal Savings Bank, Woodhaven	New York	2/20/2020

Notices Filed

No.	Name/Bank/City	State	Date
N20-004	Sara Roman, Wells Fargo Bank, National Association, Sioux Falls	South Dakota	3/6/2020

Removal / Prohibition Orders

No.	Name/Bank/City	State	Date
2020-018	Khalidah Purvis, Wells Fargo Bank, National Association, Sioux Falls	South Dakota	3/3/2020

Terminations of Existing Enforcement Actions

No.	Type/Bank/City/Old EA#	State	Date
2020-019	PC&D, John G. Kuykendall, Key Florida Bank, A FSB, Bradenton (EA# ATL-95-13)	Florida	3/24/2020
2020-020	FA, Community Federal Savings Bank, Woodhaven (EA# 2014-034)	New York	2/20/2020
2020-021	FA, First National Bank and Trust Co. of Bottineau, Bottineau (EA# 2017-019)	North Dakota	3/6/2020

Media Contact

Public Affairs
(202) 649-6870

Topic(s):

Enforcement Actions