News Release 2018-63 | June 15, 2018
OCC Enforcement Actions and Terminations for June 2018
WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.
All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.
Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.
View the current final actions by selecting the enforcement action below. You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.
Cease and Desist Orders | ||
---|---|---|
No. | Name/Bank/City | Date |
New York | ||
2018-035 | Bank of China, New York | 4/24/2018 |
Civil Money Penalty Orders | ||
---|---|---|
No. | Name/Bank/City | Date |
Illinois | ||
2018-036 | Stacy Folkers, Barrington Bank & Trust Company, National Association, Barrington | 5/22/2018 |
Nebraska | ||
2018-037 | Justin D. Schwartz, Nebraskaland National Bank, North Platte | 5/22/2018 |
New York | ||
2018-038 | Bank of China, New York | 4/24/2018 |
Personal Cease and Desist Orders | ||
---|---|---|
No. | Name/Bank/City | Date |
Illinois | ||
2018-036 | Stacy Folkers, Barrington Bank & Trust Company, National Association, Barrington | 5/22/2018 |
Removal / Prohibition Orders | ||
---|---|---|
No. | Name/Bank/City | Date |
Delaware | ||
2018-039 | Tyra L. Holmes, PNC Bank, National Association, Wilmington | 5/25/2018 |
2018-040 | Meghan N. McComb, PNC Bank, National Association, Wilmington | 5/25/2018 |
2018-041 | Michael Trujillo, Santander Bank, National Association, Wilmington | 5/1/2018 |
Nebraska | ||
2018-037 | Justin D. Schwartz, Nebraskaland National Bank, North Platte | 5/22/2018 |
2018-042 | Keith McCormick, Security National Bank of Omaha, Omaha | 5/30/2018 |
Terminations of Existing Enforcement Actions | ||
---|---|---|
No. | Type/Bank/City/Old EA# | Date |
New York | ||
2018-043 | FA, Bank of China, New York (EA# 2015-147) | 4/24/2018 |
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