Buyers and sellers in financial markets trade financial instruments such as bonds, equities, international currencies, and derivatives.
Although regulations and best practices guide financial market transactions, these transactions entail a certain degree of risk. The OCC provides guidance and resources for national banks trading in financial markets.
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Related News and Issuances
|08/20/2019||NR 2019-94||Comptroller of the Currency Approves Volcker Rule Reforms|
|07/22/2019||OCC 2019-32||Volcker Rule: Final Rule|
|07/17/2019||NR 2019-79||Federal Bank Regulatory Agencies Announce Coordination of Reviews for Certain Foreign Funds Under Volcker Rule|